0001144204-18-008817.txt : 20180214 0001144204-18-008817.hdr.sgml : 20180214 20180214152556 ACCESSION NUMBER: 0001144204-18-008817 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CORETEC GROUP INC. CENTRAL INDEX KEY: 0001375195 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 000000000 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-82555 FILM NUMBER: 18611697 BUSINESS ADDRESS: STREET 1: 6804 SOUTH CANTON AVENUE STREET 2: SUITE 150 CITY: TULSA STATE: OK ZIP: 74136 BUSINESS PHONE: (918) 494-0505 MAIL ADDRESS: STREET 1: 6804 SOUTH CANTON AVENUE STREET 2: SUITE 150 CITY: TULSA STATE: OK ZIP: 74136 FORMER COMPANY: FORMER CONFORMED NAME: 3DICON CORP DATE OF NAME CHANGE: 20060911 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Golden State Equity Investors, Inc. CENTRAL INDEX KEY: 0001348010 IRS NUMBER: 341986525 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1150 SILVERADO STREET STREET 2: SUITE 220 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 858 551 8789 MAIL ADDRESS: STREET 1: 1150 SILVERADO STREET STREET 2: SUITE 220 CITY: LA JOLLA STATE: CA ZIP: 92037 FORMER COMPANY: FORMER CONFORMED NAME: GOLDEN GATE INVESTORS INC DATE OF NAME CHANGE: 20051227 SC 13G 1 tv485802_sc13g.htm SC 13G

 

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

 

Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934*

 

(Amendment No. __)

 

3DICON CORPORATION (THE CORETEC GROUP INC.)
(Name of Issuer)
 
COMMON STOCK
(Title of Class of Securities)
 
88579F102
(CUSIP Number)
 
December 31, 2017
(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

  ¨ Rule 13d-1(b)

 

  x Rule 13d-1(c)

 

  ¨ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

 

 

  

CUSIP No.   88579F102  

 

1   NAMES OF REPORTING PERSONS
    GOLDEN STATE EQUITY INVESTORS, INC.
2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

  (a)   ¨
  (b)   ¨
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States

       
  5   SOLE VOTING POWER
     
  4,673,464
NUMBER OF      
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY    
EACH      
REPORTING 7   SOLE DISPOSITIVE POWER
PERSON    
WITH:   4,673,464
       
8   SHARED DISPOSITIVE POWER
     
     

     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  4,673,464
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
  The aggregate amount in Row 9 represents the maximum amount of shares that Golden State Equity Investors, Inc. can beneficially control under a contractually stipulated 9.99% ownership restriction. The full potential amount of shares that may be purchased by Golden State Equity Investors, Inc. would otherwise exceed such amount
  ¨
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  9.99%
     
12   TYPE OF REPORTING PERSON
   
  CO

 

 

 

 

  

ITEM 1(a). NAME OF ISSUER:

 

3DICON CORPORATION (THE CORETEC GROUP INC.) 

 

ITEM 1(b). ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:

 

6804 South Canton Avenue, Suite 150, Tulsa, Oklahoma 74136

 

ITEM 2(a). NAME OF PERSON FILING:

 

GOLDEN STATE EQUITY INVESTORS, INC

 

ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:

 

1150 Silverado Street, Suite 203, La Jolla, CA 92037

 

ITEM 2(c). CITIZENSHIP:

 

United States

 

ITEM 2(d). TITLE OF CLASS OF SECURITIES:

 

COMMON STOCK

 

ITEM 2(e). CUSIP NO.:

 

88579F102

 

ITEM 3. Not Applicable

 

ITEM 4. OWNERSHIP

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a) Amount beneficially owned:
  4,673,464
(b) Percent of class:
  9.99%
(c) Number of shares as to which the person has:
   
  (i) Sole power to vote or to direct the vote:   4,673,464
  (ii) Shared power to vote or to direct the vote:
  (iii) Sole power to dispose or to direct the disposition of:   4,673,464
  (iv) Shared power to dispose or to direct the disposition of:

 

 

 

 

ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS

 

Not applicable

 

ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON

 

Not applicable

 

 

ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON

 

Not applicable

 

ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP

 

Not applicable

 

ITEM 9. NOTICE OF DISSOLUTION OF GROUP

 

Not applicable

 

ITEM 10. CERTIFICATION

 

Not applicable  

 

  

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: FEBRUARY 12TH, 2018

 

  By:  
  Name: TRAVIS HUFF   

 

 

 

 

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